Regulatory Control Analyst

Position Overview

In Scope of Position based Promotions (INTERNAL only)

Job Title- Regulatory Control Analyst

Location- Mumbai, India

Role Description

The Compliance Department protects the Bank by advising on ethical conduct, identifying regulatory solutions, safeguarding integrity and reputation, and promoting, in partnership with the business, a culture of Compliance. Given the increasing regulatory scrutiny and the need to implement a robust and globally consistent control framework, an effective Central Compliance function is a key component to the Department’s success.

The position will be based in Mumbai, India and requires the candidate to work in APAC shift.

What We’ll Offer You

As part of our flexible scheme, here are just some of the benefits that you’ll enjoy

• Best in class leave policy
• Gender neutral parental leaves
• 100% reimbursement under childcare assistance benefit (gender neutral)
• Sponsorship for Industry relevant certifications and education
• Employee Assistance Program for you and your family members
• Comprehensive Hospitalization Insurance for you and your dependents
• Accident and Term life Insurance
• Complementary Health screening for 35 yrs. and above
  
  
  

Your Key Responsibilities

Responsibilities:

• Minimum Experience of 6 years+ in various processes of Info Barrier /Trade Surveillance processes.
• Liaise with Country Compliance Officers, the business, Operations or Technology in the development, review, testing and/or enhancement of procedures.
• Ability to multi task, the prospective candidate will be dealing with multiple requests. It is critical that requests are managed in an orderly and timely manner.
• Prepare and present relevant management information to stakeholders.
• Review and fully investigate Trade and Communication Surveillance escalations and communicate the same in a timely manner to the Onshore team.
• Handling the BAU of the process along with the process escalations, Client management, Global projects and Process transitions.
• Provide guidance and training to the India CTS team, mentoring and development of staff involved in the surveillance process to ensure effective and efficient operation of surveillance activities.
• Managing projects including relating to surveillance and testing of applications.
  
  
  

Your Skills And Experience

Education and Experience:

• At least 6+ years of experience in Trade / Information Barrier Surveillance.
• Bachelor’s or Masters in Commerce and Finance. MBA in finance or related field/ Chartered Accountant (CA). Advanced degree or relevant certifications (e.g., CFA, CAMS) is a plus.
• In-depth knowledge of trading systems, market structure, and surveillance technologies.
• Good understanding of Market Data for Equity and Derivatives.
• Excellent written and verbal communication skills.
• Ability to convey complex surveillance findings to both technical and non-technical stakeholders.
  
  
  

How We’ll Support You

• Training and development to help you excel in your career
• Coaching and support from experts in your team
• A culture of continuous learning to aid progression
• A range of flexible benefits that you can tailor to suit your needs
  
  
  

About Us And Our Teams

Please visit our company website for further information:

https://www.db.com/company/company.htm

We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.

Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.

We welcome applications from all people and promote a positive, fair and inclusive work environment.